Meet the Expert
Joe Sabatini
Principal, JAS Limited
- Former Managing Director and the Head of the Regulatory Management Team for JPMorgan Chase & Co. responsible for coordinating the firm’s internal dealings with supervisors and regulators globally.
- Designed and managed the firm’s Corporate Operational Risk function; and, prior to that, served as the firm’s Senior Credit Officer. He also was the General Manager of the Singapore Office and Regional Head of Credit for Asia Pacific. He was the Global Head of Credit Research and served for a time in Tokyo as the Head of the firm’s M&A Advisory function.
- Bank Supervision and Regulation Division of the Federal Reserve Bank of Cleveland.
- Founding member (JPMorgan) and Chairman, Operational Risk Data Exchange Association (ORX)
- Vice Chairman of the Board of Trustees of Case Western Reserve University and serves as Chairman of the Finance Committee.
Meeting Packages from $600
Your Meeting Package Includes:
- All 7 Best Practices
- Pre-Meeting Discovery Process
- One-on-One Call with Expert
- Meeting Summary Report
- Post-Meeting Engagement
Regulatory Management Strategies for Financial Institutions
Principal, JAS Limited
Skills
- A corporate culture defined by solid business practices: treating customers properly, running your business in-house, accountability, etc.
- An engaged senior management team that owns the agenda for regulatory management.
- Appropriate investment in staff functions and the control functions that execute regulatory management strategy.
- Embedded linkages between regulatory management practice and all of the other revenue-generating and managerial processes of the financial institution.
- Managers with full accountability for anything that affects their business areas, be it in a functional or business unit silo or outside of it.
- A thorough understanding of end-to-end processes and key dependencies horizontally across organizational units.
- Active collaboration and teamwork.
Regulatory Management Strategies for Financial Institutions:
Skills
Expert Topic