Meet the Expert
Laura Goldzung
President & Founder, AML Audit Services, LLC
- 30 years of financial industry experience including AML compliance and training, securities firm operations and management
- 15 years of AML compliance advisory and education experience in the financial services industry
- Directed Securities Industry Institute at the Wharton School, University of Pennsylvania and other SIFMA training for member firms
- Faculty for Certified Compliance Regulatory Professional (CCRP) at Lubin School of Business, Pace University, ACAMS CAMS-Audit Certification, IMTC Compliance Certification Course, and ComplianceOnline
- Industry arbitrator for FINRA
Meeting Packages from $400
Your Meeting Package Includes:
- All 7 Best Practices
- Pre-Meeting Discovery Process
- One-on-One Call with Expert
- Meeting Summary Report
- Post-Meeting Engagement
Anti-Money Laundering - Dealers in Precious Metals, Stones, or Jewels
President & Founder, AML Audit Services, LLC
Risks & Opportunities
Risks
- Criminal and civil penalties for the institution as well as for individuals
- Reputational and financial risk to the institution
Opportunities
- Harnessing efficiencies by combining resources and IT systems to monitor for anti-money laundering and anti-fraud
- Protecting the integrity of the financial system
- Helping to protect your business from financial losses and reputational exposure
- Protecting your customers from falling prey to criminal activity
Anti-Money Laundering - Dealers in Precious Metals, Stones, or Jewels:
Risks & Opportunities
Expert Topic